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29. June 2015 | Voting Rights Announcements
AIXTRON SE 29.06.2015 17:21 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 4.99% of Voting Rights (this corresponds to 5624525 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG. Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 1.01% of Voting Rights (this corresponds to 1135032 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 5.005% of Voting Rights (this corresponds to 5640715 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG. Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 1.01% of Voting Rights (this corresponds to 1134962 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 4.997% of Voting Rights (this corresponds to 5631266 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG. Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 1.02% of Voting Rights (this corresponds to 1153575 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS Group AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 18.06.2015 6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held indirectly: 3.94% (equals 4440811 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly: 0.94% (equals 1058131 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: Chain of controlled undertakings: UBS AG ISIN or name/description of the financial/other instrument: Physically Settled Put Option, Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.12.2016 Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015: 1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany 2. Notifier: UBS AG, Zurich, Switzerland 3. Triggering event: Falling below threshold 4. Threshold(s) crossed or reached: 10% 5. Date at which the threshold is crossed or reached: 18.06.2015 6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905 7. Detailed information on the voting rights proportion: Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held indirectly: 0% (equals 0 voting rights) Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly: 0.09% (equals 96429 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights) 8. Detailed information on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: ISIN or name/description of the financial/other instrument: Physically Settled Put Option, Expiration date: 19.06.2015 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 06.06.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 30.09.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 08.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 20.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 27.03.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 01.08.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 03.11.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 05.02.2018 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.03.2018 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.07.2017 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 02.12.2016 ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.12.2016 29.06.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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